Raccoon AI Compliance & Risk
Ensure regulatory compliance with checklists, contract analysis, and risk assessment. Stay compliant and manage risk effectively.
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SOC 2 Type II Prep for Stackline
Prepare a Series B SaaS startup for first SOC 2 audit with gap analysis and 90-day remediation roadmap.
HIPAA Risk Assessment for CareSync
Annual HIPAA risk assessment for a digital health startup handling PHI across mobile app and provider portal.
Vendor Security Review for Plaid Integration
Assess compliance and security risk before integrating a financial data provider into a fintech app.
How to manage compliance with Raccoon AI
Identify applicable regulations
Determine which regulations apply to your business based on industry, location, and data handling practices.
Know your obligations
GDPR, HIPAA, SOC 2, PCI DSS-different businesses face different requirements. Understanding what applies is the first step.
Compliance requirements for NovaPay (B2B payments API, Series A). Process cards and ACH, store merchant data, US expanding to Canada/UK. No certifications yet, enterprise prospects asking for SOC 2 and PCI DSS. Rank frameworks by: legal requirement vs market expectation, difficulty, sales impact.
Assess current state
Evaluate your current compliance posture. Identify what you're doing well and where gaps exist.
Honest assessment
Compliance audits are not the time for optimism. Identify real gaps so you can address them before regulators or auditors do.
Assess NovaPay against PCI DSS v4.0. Current state: card data direct to Stripe (never see full PAN), store last 4 digits, AWS with encryption, VPN for prod access, no formal policies, broad dev access, no log reviews, no pen test. Which SAQ applies? Biggest gaps?
Generate compliance checklists
Create detailed checklists covering all requirements for your applicable regulations.
Nothing overlooked
Comprehensive checklists ensure you address every requirement. Track progress and maintain documentation.
PCI DSS SAQ-A checklist for NovaPay. Format: requirement, current state (Met/Partial/Not Met), evidence needed, owner, due date. Group by 12 PCI requirements. Flag likely issues based on our assessment. Note new v4.0 requirements.
Analyze contracts for risk
Review vendor contracts, customer agreements, and other documents for compliance implications.
Contractual compliance
Your compliance depends on your vendors too. Ensure contracts include appropriate data protection and compliance clauses.
Review NovaPay's Stripe agreement for PCI implications: Does their AOC cover our use case? Shared responsibility breakdown? DPA gaps for UK expansion? Subprocessor visibility? Breach notification timeline vs our customer promises? Also review AWS BAA and MongoDB Atlas agreement (attached).
Create remediation plans
Develop action plans to address identified gaps. Prioritize by risk and regulatory importance.
Prioritize effectively
Not all gaps are equal. Address high-risk issues first. Create realistic timelines for remediation.
90-day PCI remediation plan for NovaPay. Budget: $30K tools, $20K consultant. Team: 1 engineer 50%, CTO oversight. Constraints: can't slow product dev, Q3 enterprise deal ($200K) needs SAQ-A, no security hire until Series B. For each item: task, owner, effort, dependencies, week, cost.
Document everything
Maintain comprehensive documentation of your compliance efforts. This is often required by regulators.
Documentation is compliance
Regulators want to see evidence. Document policies, procedures, assessments, and remediation efforts systematically.
Frequently asked questions
Navigate regulatory requirements and manage compliance risk effectively. Here are answers to common questions about compliance with Raccoon AI.
Have more questions or looking for a different solution? Contact sales
GDPR, CCPA, HIPAA, SOC 2, PCI DSS, ISO 27001, and other major frameworks. Specify your industry and location for relevant guidance.
Yes. Generate detailed checklists covering all requirements for specific regulations. Track progress and maintain documentation of compliance efforts.
Raccoon AI evaluates your practices against regulatory requirements, identifies gaps, and rates risks by severity and likelihood. Provides prioritized remediation recommendations.
Yes. Review vendor contracts, DPAs, and agreements for compliance implications. Identify missing clauses, problematic terms, and regulatory exposure.
Yes. Create policies, procedures, risk assessments, and compliance reports. Documentation is structured for regulatory review.
Specify your industry for tailored guidance. Healthcare, finance, education, and other sectors have specific requirements that Raccoon AI addresses.